SEBI Rules and Regulations Advisory


 

SEBI Registrations

  • Investment Advisory Registration;
  • Research Analyst Registration;
  • Merchant Banker Registration;
  • Venture Capital Fund Registration;
  • Depository Participant Registration;
  • Any other Intermediary Registration with SEBI across the India.

 

SEBI Compliances

  • Compliances under Takeover Code and Insider Trading;
  • Mergers & Amalgamations, Demerger;
  • Listing of New Securities;
  • Delisting of Shares;
  • Lifting of Suspension;
  • Initial Public Offering or Further Public Offerings;
  • Allotment of Shares on Preferential Basis;
  • Rights & Bonus Issues;
  • Buy back of securities;
  • Strategic Debt Restructuring & Corporate Debt Restructuring.

 

Listing Agreement Compliances

  • Secretarial Audit;
  • Demat of Shares;
  • Transfer/Transmission of Securities;
  • Periodical Returns;
  • Corporate Governance Compliances;
  • All kind of Quarterly, Half-Yearly and Yearly Compliances;